Disclosure RIAs

New disclosure filed: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |

Merrill Lynch Resolves Two Financial Disputes, Finalizing Compromises on March 21, 2016.

By Cassandra Troy · Finleet RIA Intelligence

2026-03-21

Merrill Lynch Resolves Two Financial Disputes, Finalizing Compromises on March 21, 2016. The resolutions, marked as final and satisfied, involved financial compromises with the firm’s former employee, Chris Pina, in New York. Both disputes were resolved on the same day, concluding any outstanding claims related to bankruptcy.

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