Goldman Sachs Trust Company filed a subsidiaries and equities action in Wilmington, the OCC processed three relocations and three branch establishments including Dollar Bank and HSBC Bank USA, and one new registered investment adviser launched in New York across eight total events.

Goldman Sachs Trust Files Subsidiaries and Equities Action

Goldman Sachs Trust Company, NA in Wilmington, Delaware, filed a subsidiaries and equities action with the OCC. Subsidiaries and equities filings at nationally chartered trust companies involve changes to the entity's investment in subsidiaries, equity positions, or corporate structure. For a Goldman Sachs trust entity — part of one of the world's most prominent investment banking franchises — the filing may reflect repositioning of the trust company's balance sheet or changes to subsidiary holdings as the new fiscal year begins.

Three Bank Relocations Processed

The OCC processed three bank relocations in the first full business week of 2026. Dollar Bank, FSB in Pittsburgh consummated a relocation to 20 Stanwix Street — a move within the city's downtown financial district for one of Pennsylvania's largest mutual savings banks. HSBC Bank USA, NA relocated to 1800 Tysons Boulevard in Tysons, Virginia, reflecting the British banking giant's continued reshaping of its U.S. footprint. New Omni Bank, NA relocated to 1235 South Garfield Avenue in Alhambra, California — a community bank serving the San Gabriel Valley's substantial Asian-American business community.

The three relocations spanning Pittsburgh, northern Virginia, and southern California illustrate the geographic diversity of operational changes that process through the OCC's corporate actions pipeline at the start of each year.

Three Branch Establishments Round Out Banking Activity

Three branch establishments were recorded. Fifth Third Bank, NA received OCC approval to establish a branch at 38 Fountain Square Plaza in Cincinnati — the bank's headquarters city — signaling expansion within its home market. Llano National Bank consummated a branch establishment at 1001 Ford Street in Llano, Texas, adding to the community bank's presence in the Texas Hill Country. Wells Fargo Bank, NA established a branch at 3201 North 4th Avenue in Sioux Falls, South Dakota — a state that serves as the legal domicile for Wells Fargo's national bank charter.

Evertrust Group Registers as New RIA

Evertrust Group Inc. (SEC# 802-135263) registered as a new investment adviser in New York — the sole advisory channel event of the day. The firm's New York registration adds to the city's already dominant position as the largest concentration of registered investment advisers in the country.

First Full Business Week Begins

January 5 recorded eight events — all banking actions and one new RIA filing — as the financial services industry returned to full operations for the first time in 2026. The seven OCC actions represent the first substantial banking activity of the year, with the mix of relocations and branch establishments reflecting operational changes queued during the holiday period. Broker-dealer activity, enforcement actions, and regulatory announcements remain absent as FINRA and the SEC ramp back to normal operations.

All data sourced from SEC EDGAR, OCC, and the Finleet Terminal as of January 5, 2026. Entity profiles are available at terminal.finleet.com.