OPES BESPOKE SECURITIES LLC appoints new Chief Compliance Officer, Samantha Crystal Santiago-Paez. Franklin Pasterczyk has departed OPES BESPOKE SECURITIES LLC, vacating his role as Chief Compliance Officer. His tenure with the firm concluded recently.

Samantha Crystal Santiago-Paez joins OPES BESPOKE SECURITIES LLC as the new Chief Compliance Officer, effective immediately. Her appointment comes as part of the firm’s ongoing commitment to regulatory compliance and operational excellence. OPES BESPOKE SECURITIES LLC, a small broker-dealer headquartered in New York, was founded on July 24, 2003, and is incorporated in Colorado.

The firm operates under the leadership of Bay Road Enterprises LLC, CEO Roxanne Felicia Campbell, and Financial Operational Principal Christopher M. George. The firm acts as an introducing broker, providing a range of advisory services including private placements of securities.

OPES BESPOKE SECURITIES does not hold customer funds but provides clearing services through its business activities. As of the latest financial snapshot, OPES BESPOKE SECURITIES LLC reported total assets and year-over-year changes that are not publicly disclosed. Source: FINRA BrokerCheck records and SEC FOCUS filings.