Messinger, who held the position of Managing Supervisor of Private Placements (MSP), has left the firm. His exit marks a shift in the firm’s management structure, though no successor has been named. Founded in 2002 and headquartered in New York, NY, MAXIM GROUP LLC is a medium-sized limited liability company regulated by the SEC.
The firm operates under several divisions, including M-VEST and Maxim Merchant Capital, and is registered in 53 states. MAXIM GROUP LLC acts as an introducing broker, clearing transactions through Pershing LLC. It holds the MPID "MAXM" and engages in a range of business activities, from retailing corporate equity securities to trading for its own account and providing consulting services on transactions.
As of the latest financial snapshot, MAXIM GROUP LLC reported total assets with a year-over-year change not specified in available records. Source: FINRA BrokerCheck records and SEC FOCUS filings.