Stephen Hoban has been promoted to Vice President and Chief Financial Officer at DELAWARE DISTRIBUTORS, L.P. Hoban, previously serving as the firm’s FINOP, will now oversee financial operations in his new role. His CRD number is not provided.
DELAWARE DISTRIBUTORS, L.P., a small partnership founded on December 21, 1994, operates from its headquarters in Philadelphia, Pennsylvania. The firm is regulated by the SEC and has registrations in 53 states. The firm acts as an introducing broker, focusing on mutual fund underwriting and private placements of securities.
It does not hold customer funds but provides clearing services through its business activities. As of 2017, DELAWARE DISTRIBUTORS, L.P. reported total assets of $49K, marking a 6% increase from the prior year’s total of $46K. Cash and cash equivalents accounted for the largest portion of assets at $38K.
Source: FINRA BrokerCheck records and SEC FOCUS filings.