CAPE Securities Inc. appoints James Randall Webb as owner, effective March 21, 2026. Webb, a seasoned industry veteran, assumes the role of owner at CAPE Securities Inc., according to FINRA records. CAPE Securities Inc. is headquartered in McDonough, Georgia, and operates as a small corporation incorporated in North Carolina.

The firm is regulated by both the SEC and FINRA, with a presence across 53 states. It is led by President Kevin Scott Bachmann and Chief Compliance Officer Philip Ciantro. The firm functions as an introducing broker, partnering with Hilltop Securities Inc. for clearing services under the MPID "CAPE." CAPE Securities engages in various business activities, including retailing corporate equity securities, mutual fund sales, municipal securities brokerage, variable life insurance or annuities sales, options trading, private placements, and underwriting.

As of the latest financial snapshot, CAPE Securities Inc. reported total assets of $150 million, with a year-over-year increase of 8%. Source: FINRA BrokerCheck records and SEC FOCUS filings.