Personnel Changes 15 events

WITHUM CAPITAL, LLC (CRD: 323214) reported three executive changes. Kimberly Ann Ryan joined as Executive Representative, Chief Compliance Officer, and Financial Operations Principal. Kevin J Bodnar departed from his roles as Manager, Executive Representative, and Chief Compliance Officer.

Scott Alexander Stewart also left the firm, stepping down from his positions as Financial Operations Principal, Principal Operating Officer, and Principal Financial Officer. OCM INVESTMENTS, LLC (CRD: 128803) announced two executive changes. Robert Nmn Campbell joined the firm as Financial Operations Principal.

John Brewer Edwards departed from his role as Financial Operations Principal/Chief Financial Officer. HILLTOP SECURITIES INC. (CRD: 6220) reported two internal role changes. Joseph Michael Edge transitioned from Chief Financial Officer to Board Director.

Laura Leventhal moved from Board Director to Treasurer/Chief Accounting Officer/Principal Financial Officer. MISSIONSQUARE WEALTH MANAGEMENT (CRD: 23189) announced a single executive change. Shannon Daniel Hogendorn shifted from President & Principal Manager to Chief Operations Officer.

PERFORMANCE TRUST CAPITAL PARTNERS, LLC (CRD: 36155) reported one internal role change. Traci Donovan moved from General Counsel to Corporate Secretary. KCD FINANCIAL, INC. (CRD: 127473) announced a single executive change.

Joel Reid Blumenschein transitioned from Financial Operations Principal to President. BEACON SECURITIES US LIMITED (CRD: 306613) reported one internal role change. Moshe Ifergan moved from Chief Compliance Officer to Head of Sales.

PNC CAPITAL MARKETS LLC (CRD: 15647) announced a single executive change. Mary Patricia Pumphrey transitioned from Chief Compliance Officer to Chief Risk Officer. COLORADO FINANCIAL SERVICE CORPORATION (CRD: 104343) reported one internal role change.

Chester Joseph Hebert moved from Chairman, Chief Executive Officer, and President to Financial Operations Principal. TEXAKOMA FINANCIAL, INC. (CRD: 16910) announced a single executive change. Ashlee Elizabeth Moore transitioned from Principal Operations Officer to Chief Compliance Officer.

CLARKSONS SECURITIES, INC (CRD: 30882) reported one internal role change. Brian Joseph Mcdonagh moved from CFO/Financial Operations Principal to Chief Compliance Officer.

Trading Name Changes 92 events

No events recorded in this category.